The models of diversification of activity of enterprises of the military-industrial complex that have developed in real practice are considered. The basic difference between the models is the method of obtaining technologies for creating civilian products. Identified three models: «Their technology» (used technology as in defense production); «Work the market» (move to open innovation, the use of internal and external technologies); «Developing technologies» (formation of research networks, active bilateral technology transfer). The models are based on the experience of Russian defense enterprises, nuclear industry organizations, and US National Laboratories. The emphasis is made on the need for a «broad» understanding of diversification as product portfolio management, and not just the transition to civilian production. Diversification is considered in interaction with the processes of import security and import substitution; use of technologies and dual-use goods; development of civil high-tech enterprises and industries; technology transfer. It is revealed that the leaders of diversification are large companies of the holding type, first of all, state corporations that have the necessary resources, state support, and perform part of the state functions for the development of markets and territories of presence. Further research in the field of modeling diversification processes is necessary, they will allow you to choose the best options for implementation, preparation of the regulatory framework, and creation of an effective innovation infrastructure
Keywords: military industrial complex, nuclear industry, dual-use goods and technologies, import substitution, state corporations, technology transfer, civilian products
References
- K. Зağlar, R. Bitzinger. Defense industries in the 21st century: a comparative analysis — the second e-workshop//Comparative Strategy. 2018. Vol. 37. Issue 4. P. 255-259.
- L. Chen, Y. Lei. An Empirical Study on Financing Preference of Listed Military Industry Enterprises in China//MATEC Web of Conferences (IFID 2018). 2018. № 176. Р. 1-4.
- L. Jiang. Research about Chinese Military Industry Enterprises' Operation Mode of Deep Civil-Military Integration // 3d International Conference on Applied Social Science Research (ICASSR 2015). 2016. Р. 361-363. https://www.atlantis-press.com/proceedings/icassr-15/25846623.
- V. A. Barinov. Alternative areas of diversification for high-tech companies//Innovatsionnaya ekonomika i sovremennyy menedzhment [Innovative economy and modern management]. 2019. № 1. P. 4-9. (In Russ.) https://www.elibrary.ru/item.asp?id=36929798.
- A. E. Varshavskiy, Yu. A. Makarova. Improving Performance Indicators of the Military-Industrial Complex by Expanding the Civil Production//Natsional’nye interesy: prioritety i bezopasnost’ [National Interests: Priorities and Security]. 2018. Vol. 14. Iss. 7. P. 1199-1219. (In Russ.)
- G. A. Vlaskin. Diversification of the defence industry as a priority direction in building high-tech domestic industry//Vestnik IE RAN [Bulletin of the Institute of Economics of the Russian Academy of Sciences]. 2019. № 5. P. 97-113. (In Russ.)
- D. S. Medovnikov, A. V. Liss. The U.S. defense industry and civil sector’s cooperation in technological innovation: history and current trends//Vestnik Moskovskogo universiteta. Ser. 25: «Mezhdunarodnye otnosheniya i mirovaya politika». [Bulletin of the Moscow University. Series 25. «International relations and world politics»]. 2016. № 3. P. 29-51. https://cyberleninka.ru/article/n/innovatsionno-tehnologicheskoe-vzaimodeystvie-oboronnoy-industrii-i-grazhdanskogo-sektora-v-ssha-istoricheskiy-opyt-i-aktualnye. (In Russ.)
- I. V. Solov'ev. Diversification of business directions for researchand industrial enterprises of nuclear industry in conditions of state defense order reduction//Aktual’nye problemy ekonomiki i menedzhmenta [Actual Problems of Economics and Management]. 2019. № 2 (22). P. 145-150. (In Russ.) https://www.elibrary.ru/download/elibrary_39541539_76935250.pdf.
- V. I. Dovgiy, V. N. Kiselev. About the models for diversification of production processes at the defense sector enterprises//Innovatsii [Innovation]. 2019. № 6 (248). P. 20-26. (In Russ.)
- V. M. Burenok, R. A. Durnev, K. Yu. Kryukov. Military-Industrial Complex Diversification: an Approach to the Process Modeling//Vooruzhenie i ekonomika [Armament and Economics]. 2018. № 1 (43). P. 41-47. (In Russ.) http://www.viek.ru/43_rus.html.
- V. A. Barinov. Diversification high-tech industries and markets for high-tech//Sistemnyy analiz v proektirovanii i upravlenii: Sbornik nauchnykh trudov XXIII Mezhdunar. nauch.-praktich. konf. Ch. 3. [Systems analysis in design and management: Collection of scientific papers of the XXIII Intern. Scientific and Practical Conference P. 3]. Sankt-Petersburg, 2019. P. 109-119. (In Russ.) http://www.spsl.nsc.ru/FullText/konfe/SAEC-2019%D1%871.pdf.
- B. O. Martins, N. Ahmad. The security politics of innovation: Dual-use technology in the EU’s security research programme/Ed. by A. Calcara, R. Csernatoni, C. Lavallйe//Emerging Security Technologies and EU Governance Actors, Practices and Processes. London: Routledge, 2020. https://www.prio.org/Publications/Publication/?x=12372.
- T. Lemke. Defense Stock Investments and the Major Companies in 2019//The balance. 2019. June, 25. https://www.thebalance.com/investor-guide-to-defense-stocks-4172304.
- R. Higgons, A. Cubitt. Diversification by Defence Companies into Civil Markets. Challenges, Opportunities, and Strategic Drivers. Qi3, 2013. http://www.qi3.co.uk/wp-content/uploads/2013/03/Diversification-by-Defence-Companies-into-Civil-Markets.pdf.
- G. G. Tishchenko. Global competition in military-technical building: stake on innovations-XXI//Mirovaya ekonomika i mezhdunarodnye otnosheniya [World Economy and International Relations]. 2018. Vol. 62. № 4. P. 123-128. (In Russ.) https://elibrary.ru/item.asp?id=34925150.
- W. Lynn III. The End of the Military-Industrial Complex. How the Pentagon Is Adapting to Globalization//Foreign Affairs. 2014. № 93. P. 104-110. https://www.foreignaffairs.com/articles/united-states/end-military-industrial-complex.
- V. Merindol, D. W. Versailles. The (R)Evolution of Defence Innovation Models: Rationales and Consequences. Policy Paper. The Armament Industry European Research Group. 2020. July. https://www.iris-france.org/wp-content/uploads/2020/07/ARES-60.pdf.
- D. Yu. Faikov, D. Yu. Baydarov. Assessment of Opportunities and Prospects for Diversifying the Activities of State Corporations in the Framework of Modern Organizational and Technological Trends (in the case of the nuclear industry)//MIR (Modernizatsiia. Innovatsii. Razvitie) [MIR (Modernization. Innovation. Research)]. 2020, vol. 11, № 2. P. 179-195. (In Russ.)
- Zh. I. Shevyreva. The distinguishing features of disposition of exclusive rights to intellectual activity results craeted by state contracts//Gumanitarnye, sotsial’no-ekonomicheskie I obshchestvennye nauki [Humanities, socio-economic and social sciences]. 2018. № 5. P. 232-233. https://online-science.ru/m/products/law_science/gid4613/pg0 . (In Russ.)
- J. J. Arenas, D. Gonzбlez. Technology Transfer Models and Elements in the University-Industry Collaboration//Administrative Sciences. 2018. Vol. 8. I. 19.
- A. V. Latyntsev. Scientific Proposals for the Definition of the Term «Technology Transfer»//Zhurnal rossiyskogo prava. [Journal of Russian Law]. 2017. № 4. P. 62-69. (In Russ.)
- M. A. Gaponenko. Legal Regulation of Technology Transfer from the Military to the Civil Sphere//Upravlenie naukoy i naukometriya [Science Governance and Scientometrics]. 2019. Vol. 14. № 3. P. 459-476. (In Russ.)
- G. Itskovits. Triple Helix Model//Innovatsii [Innovation]. 2011. № 4 (150). P. 5-10. (In Russ.) https://cyberleninka.ru/article/n/model-troynoy-spirali.
- T. V. Anishchenko, L. E. Nikiforova. Diversification defense-industrial complex of Russia based on «Triple Helix» model//Sibirskaya finansovaya shkola. [Siberian financial school]. 2019. № 1. P. 17-24. (In Russ.) https://elibrary.ru/item.asp?id=37324546.
- S. Hilkevics, A. Hilkevics. The comparative analysis of technology transfer models//Entrepreneurship and Sustainability Issues. 2017. Vol. 4. № 4. Р. 540-558.
- V. G. Stepchenko, N. V. Glushak, O. V. Glushak, K. V. Khlebnikov. Analysis of models of technological transfer — economic mechanism of overcoming innovation «gap’s»//Vestnik Altayskoy akademii ekonomiki i prava. [Bulletin of the Altai Academy of Economics and Law]. 2019. № 8. P. 191-198. https://www.elibrary.ru/item.asp?id=39285728 . (In Russ.)
- M. G. Kuz’mina, O. A. Luzgina. Diversification activities of industrial enterprises: issues and models of management. Modeli, sistemy, seti v ekonomike, tekhnike, prirode i obshchestve. [Models, systems, networks in economics, engineering, nature and society]//2019. № 3 (31). P. 29-38. https://cyberleninka.ru/article/n/diversifikatsiyadeyatelnosti-promyshlenny h-predpriyatiy-problemy-i-modeli-upravleniya. (In Russ.)
- S. D. Rozmirovich, E. V. Manchenko, A. G. Mekhanik, A. V. Liss. Diversification of the military-industrial complex: how to win in civilian markets//Doklad predsedatelya Ekspertnogo soveta kollegii Voenno-promyshlennoy komissii RF, podgotovlen dlya V Mezhdunar. Foruma tekhnol. razvitiya «Tekhnoprom» [Report of the Expert Council of the Chairman of the Board of the Military-Industrial Commission of the Russian Federation, prepared for the 5th Intern. Forum technol. development «Technoprom»]. Novosibirsk, 2017. http://www.instrategy.ru/pdf/367.pdf. (In Russ.)
- D. A. Varabin, I. V. Zayko, A. I. Kashirin, V. V. Strenalyuk. Experience in identification and commercialization of unique technological competence in JSC «Institute «Signal»//Innovatsii [Innovation]. 2018. № 12 (242). P. 11-14. https://cyberleninka.ru/article/n/opyt-vyyavleniya-i-kommertsializatsii-unikalnoy-tehnologicheskoy-kompetentsiiv-ao-vnii-signal . (In Russ.)
- I. Frolov. Diversification of the defence industry: a goal, an intermediate stage, or a means of development?//Novyy oboronnyy zakaz. Strategii. [New Defence Order. Strategy]. 2019. № 4 (57). P. 74-77. https://dfnc.ru/yandeks-novosti/diversifikatsiya-opk-tsel-promezhutochnyj-etap-ili-sredstvo-razvitiya. (In Russ.)
- B. A. Movtyan, D. P. Danilaev. The corporate center role in the state defense order execution efficiency improving//Organizator proizvodstva. [Organizer of Production]. 2018. Vol. 26. № 3. P. 44-56. (In Russ.)
- D. Yu. Faikov, D. Yu. Baydarov. Diversification of production in the nuclear industry//Ekonomicheskoe vozrozhdenie Rossii [The Economic Revival of Russia]. 2020. № 3. P. 96-109. (In Russ.)
- D. Yu. Faikov, D. Yu. Baydarov. Features of Civil Engineering in US Nationals Laboratories//Rossiyskiy vneshneekonomicheskiy vestnik [Russian Foreign Economic Bulletin].2020. № 8. P. 40-62. http://www.rfej.ru/rvv/id/D00316815 . (In Russ.)
- D. Yu. Faikov, D. Yu. Baydarov. Organization of technology transfer at the National Laboratories of the USA: Russian enterprises experience//Voprosy innovatsionnoy ekonomiki. [Russian Journal of Innovation Economics]. 2020. Vol. 10. № 3. (In Russ.)
- A. N. Link, J. T. Scott. The Economic Benefits of Technology Transfer from U.S. Federal Laboratories//UNC Greensboro Department of Economics Working Paper Series. 2019. Working Paper 19-06. https://ideas.repec.org/p/ris/uncgec/2019_006.html.
- A. V. Brykin, T. S. L'vova. Diversification in the united holding of Ruselectronics JSC: how to win in civilian markets//Trendy gosudarstvennogo regulirovaniya: diversifikatsiya OPK. GR-daydzhest. [Trends in government regulation: diversification of the defense industry. GR digest]. 2017. Issue 6. P. 4-9. https://soyuzmash.ru/docs/GR-%d0%94%d0%90%d0%99%d0%94%d0%96%d0%95%d0%a1%d0%a2%20(%d0%94%d0%98%d0%92%d0%95%d0%a0%d0%a1%d0%98%d0%a4%d0%98%d0%9a%d0%90%d0%a6%d0%98%d0%af%20%d0%9e%d0%9f%d0%9a,%202%20%d0%9a%d0%92.%202017).pdf . (In Russ.)
- G. A. Klyucharev, M. V. Arsent'ev, I. N. Trofimova. Institutions and practices for innovation incentives: experts’ opinion//Vestnik RUDN. Seriya: sotsiologiya [RUDN Journal of Sociology]. 2018. Vol. 18. № 4. P. 668-679. (In Russ.)
- N. M. Abdikeev, E. L. Moreva, S. R. Bekulova, O. I. Dontsova. On the problem of using science and technology for the development of the Russian economy//Voprosy innovatsionnoy ekonomiki. [Russian Journal of Innovation Economics]. 2020. Vol. 10. № 1. P. 189-204. (In Russ.)
- S. P. Zemtsov, A. V. Chernov. What High-Tech Companies in Russia Grow Faster and Why?//Zhurnal Novoy ekonomicheskoy assotsiatsii [The Journal of the New Economic Association]. 2019. № 1 (41). P. 68-99. (In Russ.)
- https://TASS.ru/armiya-i-opk/8683581
- https://www.tadviser.ru/index.php/%D0%A1%D1%82%D0%B0%D1%82%D1%8C%D1%8F:%D0%A0%D0%B0%D0%B7%D1%80%D0%B0%D0%B1%D0%BE%D1%82%D1%87%D0%B8%D0%BA%D0%B8_%D0%9F%D0%9E_%D0%B2_%D0%A0%D0%BE%D1%81%D1%81%D0%B8%D0%B8.
- Mirovoy rynok vooruzheniy: glavnye postacschiki I pokupateli uvelichili aktivnost//Vesti.Ru, 09.03.2020. https://www.vesti.ru/finance/article/1865196.
- Postanovlenie Pravitel’stva RF ot 21.01.2020 g. № 26 «Ob utverzhdenii Pravil predostavleniya subsidij iz federal’nogo byudzheta rossijskim kreditnym organizaciyam na vozmeshchenie vypadayushchih dohodov po kreditam, vydavaemym v ramkah podderzhki proizvodstva vysokotekhnologichnoj produkcii grazhdanskogo i dvojnogo naznacheniya organizaciyam oboronno-promyshlennogo kompleksa». http://publication.pravo.gov.ru/Document/View/0001202001230006. (In Russ.)
- Postanovlenie Pravitel’stva RF ot 20.02.2004 g. № 96 «O svodnom reestre predpriyatij oboronno-promyshlennogo kompleksa». (In Russ.)
- Ukaz Prezidenta Rossijskoj Federacii ot 07.12.2011 g. № 1661 «Ob utverzhdenii Spiska tovarov i tekhnologij dvojnogo naznacheniya, kotorye mogut byt’ ispol’zovany prisozdanii vooruzhenij i voennoj tekhniki i v otnoshenii kotoryh osushchestvlyaetsya eksportnyj kontrol’ (s izmeneniyami na 13 dekabrya 2018 g.)». (In Russ.)
- Defence Diversification Revisited. A history of defence diversification in the UK and elsewhere — lessons learned and ways forward. Unite the union. 2016. https://unitetheunion.org/media/1108/unite-diversification-revisited.pdf.
- A. Kulik: my proizvodim to, chto nuzhno rynku//IA «Oruzhie Rossii», 02.04.2020. https://www.arms-expo.ru/news/diversifikatsiya-predpriyatiy-opk/aleksandr-kulik-myproizvodim-to-chto-nuzhno-rynku. (In Russ.)
- Diversifikaciya proizvodstva — odna iz vazhnejshih zadach, stoyashchih pered predpriyatiyami OPK Rossii//IA «Oruzhie Rossii», 29.12.2019. https://www.arms-expo.ru/news/diversifikatsiya-predpriyatiy-opk/fanil-ziyatdinov-diversifikatsiya-proizvodstva-odna-iz-vazhneyshikh-zadach-stoyashchikh-pered-predpr . (In Russ.)
- Annual Report on the State of the DOE National Laboratories 2017. https://www.energy.gov/downloads/annual-report-state-doe-national-laboratories.
- Office of Science. User Facilities. Fiscal Year 2015. https://science.osti.gov/User-Facilities/User-Statistics/Reports.
- V SSHA sozdan al’yans po kvantovym vychisleniyam//Energovektor, 09.01.2020. http://www.energovector.com/news-v-ssha-sozdan-alyans-po-kvantovym-vychisleniyam.html . (In Russ.)
- Federal Laboratory Technology Transfer. Fiscal Year 2016. Summary Report to the President and the Congress. National Institute of Standards and Technology U. S. Department of Commerce. 2019. September. https://www.nist.gov/system/files/documents/2019/10/30/fy2016_fed_lab_tech_transfer_rept_fina_9-10-19.pdf.
- https://shvabe.com/about/okno-otkrytykh-innovatsiy.
- A. Savel’ev, D. ZHurenkov. OPK i intellektual’naya sobstvennost’: opyt DARPA//Arsenal Otechestva. 2019. № 2. https://arsenal-otechestva.ru/article/1236-opk-i-intellektualnayasobstvennost-opyt-darpa . (In Russ.)
Authors